Australian Credit Licensing Kit – ASIC Regulatory Guides

Helpful ASIC Regulatory Guides

ASIC has a number of Regulatory Guides which you may find helpful – RG203, RG204, RG205, RG206, RG207, RG208 and RG209.  These documents provide the best indication of the application process and ASIC’s expectations of prospective Licence applicants and for Credit Representatives.

Links to the Guides are provided below:

• • • Regulatory Guide 203:  Do I need a Credit Licence
    • Regulatory Guide 204:  Applying for and varying a credit licence – 2020
    • Regulatory Guide 205:  Credit licensing:  General conduct obligations – 2021
    • Regulatory Guide 206:  Credit licensing:  Competence and training – 2020
    • Regulatory Guide 207:  Credit licensing:  Financial requirements – 2020
    • Regulatory Guide 208:  How ASIC charges fees for credit relief applications – 2020
    • Regulatory Guide 209:  Credit licensing: Responsible lending conduct – 2019